Ratio and Root Tests
Apply the Ratio Test (most useful for series involving factorials and exponentials) and the Root Test. Understand the conditions under which each test is conclusive and when it fails.
A lesson of AP Calculus BC, in Infinite Sequences and Series, about 10 minutes.
Ratio Test and Root Test
By the end of this lesson, you will be able to apply the Ratio Test and Root Test to determine absolute convergence of series.
The Ratio Test
For $\sum a_n$ (with $a_n > 0$ or $a_n$ nonzero), compute:
$$\rho = \lim_{n\to\infty}\left|\frac{a_{n+1}}{a_n}\right|$$
| $\rho$ | Conclusion |
|---|---|
| $\rho < 1$ | Series converges absolutely |
| $\rho > 1$ | Series diverges |
| $\rho = 1$ | Inconclusive — use another test |
Best for: series with factorials or exponentials (they telescope nicely in the ratio).
Example: $\sum \frac{2^n}{n!}$
$\frac{a_{n+1}}{a_n} = \frac{2^{n+1}/(n+1)!}{2^n/n!} = \frac{2}{n+1} \to 0$
$\rho = 0 < 1$ → converges absolutely.
Example: $\sum \frac{n!}{n^n}$
$\frac{(n+1)!/(n+1)^{n+1}}{n!/n^n} = \frac{(n+1) \cdot n^n}{(n+1)^{n+1}} = \left(\frac{n}{n+1}\right)^n = \left(1-\frac{1}{n+1}\right)^n \to e^{-1} < 1$
→ converges.
The Root Test
$$\rho = \lim_{n\to\infty}\sqrt[n]{|a_n|}$$
Same conclusions as the Ratio Test.
Best for: series where $a_n = f(n)^n$ — the $n$th root simplifies nicely.
Example: $\sum \left(\frac{2n}{3n+1}\right)^n$
$\sqrt[n]{a_n} = \frac{2n}{3n+1} \to \frac{2}{3}$
$\rho = 2/3 < 1$ → converges.
When $\rho = 1$: These Tests Fail
$\sum 1/n$ ($\rho = 1$, diverges); $\sum 1/n^2$ ($\rho = 1$, converges). Both give $\rho = 1$, so the Ratio and Root tests can't distinguish them.
When $\rho = 1$: try p-series comparison, integral test, or alternating series test.
Summary
Ratio Test: $\rho = \lim|a_{n+1}/a_n|$; $< 1$ → converge; $> 1$ → diverge; $= 1$ → inconclusive.
Root Test: $\rho = \lim|a_n|^{1/n}$; same rules.
Use Ratio Test for: factorials, exponentials, products of sequences.
Use Root Test for: expressions raised to the $n$th power.
Both give $\rho = 1$: inconclusive — use another test.